Form 8-K · Item 4.01 · Auditor change
Horizon Technology Finance Corp: auditor change, RSM US LLP to Grant Thorton LLP
Horizon Technology Finance Corp reported in a Form 8-K filed May 14, 2026, that on May 13, 2026, RSM US LLP was dismissed as its certifying accountant, and Grant Thorton LLP was engaged. The filing reports no disagreements with the former accountant.
In the filing's words
On May 13, 2026, the Board of Directors (the “Board”) of Horizon Technology Finance Corporation (the “Company”) dismissed RSM US LLP (“RSM”) as the Company’s independent registered public accounting firm.
During the two most recent fiscal years and through May 13, 2026, there were no disagreements with RSM on any matter of accounting principles or practices, financial statement disclosure or auditing scope or procedure
On May 13, 2026, upon the recommendation of the Audit Committee of the Board, the Board approved the appointment of Grant Thorton LLP (“GT”) to serve as the Company’s independent registered accounting firm
Verbatim from sec.gov, Item 4.01 (Changes in Registrant's Certifying Accountant). We quote the filing; we do not characterize it.
| Company | Horizon Technology Finance Corp |
|---|---|
| Ticker | HRZN |
| Form and item | 8-K, Item 4.01 |
| Filed with the SEC | May 14, 2026 |
| What the filing states | dismissed, engaged |
| Former accountant | RSM US LLP |
| New accountant | Grant Thorton LLP |
| Date of the change | May 13, 2026 |
| Disagreements | none reported |
| Auditor's letter | Exhibit 16 on sec.gov |
| Accession number | 0001437749-26-017078 |
| SEC CIK | 0001487428 |
Horizon Technology Finance Corp reported under Form 8-K Item 4.01 (Changes in Registrant's Certifying Accountant), filed May 14, 2026. The filing's own words are quoted above.
Sources
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