Lending, markets and investment

CFO seats at the roster's 21 companies in this sector, grouped from SIC codes 6199, 6200, 6211, 6282, 6792, and the CFO moves on the record at them.

Companies
21
CFO named
20
Moves on record
1
Open or interim
0

Seats filled in this sector · 0% interim

permanent 1interim 0

Industries

5

EDGAR's own description of each SIC code, with the number of companies.

  • Investment Advice7
  • Security Brokers, Dealers & Flotation Companies6
  • Security & Commodity Brokers, Dealers, Exchanges & Services4
  • Finance Services3
  • Oil Royalty Traders1

CFO moves in this sector

1

Newest filing first.

6 weeks ago· 2026-09-09TransitionCME

CME Group Inc. CFO transition: Jack Tobin to succeed Lynne Fitzpatrick

effective 2027-03internal promotionsource: sec.gov · Item 5.02

Companies

21

Who holds the seat, from the latest verified filing.

American ExpressAXP

CFO: Christophe Y. Le Caillec · verified February 6, 2026

Ameriprise FinancialAMP

CFO: Walter S. Berman · verified February 19, 2026

Apollo Global Management, Inc.APO

CFO: Martin Kelly · verified February 25, 2026

Ares Management CorpARES

CFO: Jarrod Phillips · verified February 25, 2026

BlackRock, Inc.BLK

CFO not established from filings · checked February 25, 2026

Blackstone Inc.BX

CFO: Michael S. Chae · verified February 27, 2026

Cboe Global Markets, Inc.CBOE

CFO: Jill M. Griebenow · verified February 20, 2026

CME GroupCME

CFO: Jack Tobin · effective March 2027

Coinbase Global, Inc.COIN

CFO: Alesia J. Haas · verified February 12, 2026

Goldman SachsGS

CFO: Denis P. Coleman III · verified February 25, 2026

Interactive Brokers Group, Inc.IBKR

CFO: Paul J. Brody · verified February 27, 2026

Intercontinental Exchange, Inc.ICE

CFO: A. Warren Gardiner · verified February 5, 2026

Invesco Ltd.IVZ

CFO: L. Allison Dukes · verified February 24, 2026

KKR & Co. Inc.KKR

CFO: Robert H. Lewin · verified February 27, 2026

Morgan StanleyMS

CFO: Sharon Yeshaya · verified February 19, 2026

Nasdaq, Inc.NDAQ

CFO: Sarah Youngwood · verified February 12, 2026

Raymond James FinancialRJF

CFO: Jonathan W. Oorlog, Jr. · verified November 25, 2025

Robinhood Markets, Inc.HOOD

CFO: Shiv Verma · verified February 18, 2026

Synchrony FinancialSYF

CFO: Brian J. Wenzel Sr. · verified February 6, 2026

T. Rowe PriceTROW

CFO: Jennifer B. Dardis · verified February 13, 2026

Texas Pacific Land CorpTPL

CFO: Chris Steddum · verified February 18, 2026